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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

SANDRA J. WAGNER

Advisor at WAGNER PLANNING

LAKE OSWEGO, OR

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 17, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WAGNER PLANNING
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 27, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Aug 27, 2001
First registration: Apr 17, 2003
Dual registered: yes, broker-dealer
Other names: SANDRA JEAN GASKILL|SANDRA J. WAGNER
IAPD individual key: 4407622

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WAGNER PLANNING	Independent wealth	May 18, 2022	n/a	yes	LAKE OSWEGO, OR	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Nov 6, 2020	May 31, 2022	no	LAKE OSWEGO, OR	Previous registration
KMS FINANCIAL SERVICES, INC	Former SEC adviser	Nov 1, 2017	Nov 6, 2020	no	SEATTLE, WA\|Lake Oswego, OR\|SEATTLE, WA	Previous registration
SII INVESTMENTS, INC.	Former SEC adviser	Mar 20, 2009	Nov 1, 2017	no	PORTLAND, OR\|Lake Oswego, OR	Previous registration
MORGAN STANLEY DW INC.	n/a	Apr 17, 2003	Aug 29, 2005	no	LAKE OSWEGO, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	WAGNER PLANNING	May 31, 2022	May 18, 2022	-13	Firm change	Ibd to new firm
KMS FINANCIAL SERVICES, INC	SECURITIES AMERICA ADVISORS, INC.	Nov 6, 2020	Nov 6, 2020	0	Bulk transfer	Ibd to ibd
SII INVESTMENTS, INC.	KMS FINANCIAL SERVICES, INC	Nov 1, 2017	Nov 1, 2017	0	Firm change	Other
MORGAN STANLEY DW INC.	SII INVESTMENTS, INC.	Aug 29, 2005	Mar 20, 2009	1,299	Firm change after gap	Other

Relationships

Registered with (5)

→ WAGNER PLANNINGRegistered adviserregistration: current employment
May 18, 2022 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Nov 6, 2020 to May 31, 2022factForm ADV
→ KMS FINANCIAL SERVICES, INCRegistered adviserregistration: previous registration
Nov 1, 2017 to Nov 6, 2020factForm ADV
→ SII INVESTMENTS, INC.Registered adviserregistration: previous registration
Mar 20, 2009 to Nov 1, 2017factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Apr 17, 2003 to Aug 29, 2005factForm ADV

Dated events

Occurred
May 31, 2022
Advisor changed firm
Sandra J. Wagner left Securities America Advisors, Inc. for Wagner Planning (registered 2022-05-18)
Form ADVobserved 6 days ago