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Reading the graph
CRD 106999
CHESTERFIELD, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| HUNT, CASEY, DANIEL | VICE-PRESIDENT/CHIEF COMPLIANCE OFFICER | C | yes | 08/2000 | Feb 16, 2012 | Apr 29, 2024 |
| HUNT, TIMOTHY, DAVID | President | C | yes | 03/1996 | Feb 16, 2012 | Apr 29, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| ST. LOUIS FINANCIAL PLANNERS INC. | n/a | No RAUM reported | $0 | Y | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Jan 29, 2026 | $234M | $234M | 2 | 2 | 0 | n/a | n/a |
| 2024 | Jan 16, 2025 | $188M | $188M | 3 | 3 | 0 | n/a | n/a |
| 2023 | Jan 9, 2024 | $155M | $155M | 3 | 3 | 0 | n/a | n/a |
| 2022 | Jan 26, 2023 | $130M | $130M | 3 | 3 | 0 | n/a | n/a |
| 2021 | Jan 26, 2022 | $138M | $138M | 3 | 3 | 0 | n/a | n/a |
| 2020 | Jan 27, 2021 | $130M | $130M | 3 | 3 | 0 | n/a | n/a |
| 2019 | Jan 16, 2020 | $124M | $124M | 3 | 3 | 0 | n/a | n/a |
| 2018 | Jan 28, 2019 | $110M | $110M | 3 | 3 | 0 | n/a | n/a |
| 2011 | Feb 16, 2012 | $8.4M | $8.4M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $234M | $188M | 24.2% | $130M | 21.7% | 2 | 3 | 0 | 0 |