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Reading the graph
Advisor at ROCKET CAPITAL MANAGEMENT, L.L.C.
WAYZATA, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROCKET CAPITAL MANAGEMENT, L.L.C. | State registered | Nov 13, 2014 | n/a | yes | WAYZATA, MN | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jul 1, 2003 | Jul 31, 2003 | no | WAYZATA, MN | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Feb 22, 2002 | Jul 1, 2003 | no | WAYZATA, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | ROCKET CAPITAL MANAGEMENT, L.L.C. | Jul 31, 2003 | Nov 13, 2014 | 4,123 | Firm change after gap | Wirehouse to state RIA |
| PRUDENTIAL EQUITY GROUP, LLC | WELLS FARGO ADVISORS | Jul 1, 2003 | Jul 1, 2003 | 0 | Bulk transfer | Other |