DFX Intelligence

E••• M••••• T•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

E••• M••••• T•••••••

Advisor at P•••••••• A•••• M•••••••••

DES MOINES, IA

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Search this name across graphsid dfx:ria:fca21e9c-f110-433b-5522-b9bf972967a4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 8, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• A•••• M•••••••••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Jun 18, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• A•••• M•••••••••	Other adviser	Jul 30, 2012	n/a	yes	DES MOINES, IA	Current employment
V••• F•••••••• A•••••••• I•••	Bd affiliated wealth	Apr 29, 2005	Jul 20, 2012	no	Windsor, CT\|DES MOINES, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••• F•••••••• A•••••••• I•••	P•••••••• A•••• M•••••••••	Jul 20, 2012	Jul 30, 2012	10	Firm change	Other
P•••••••• S••••••••• I•••	V••• F•••••••• A•••••••• I•••	Apr 21, 2005	Apr 29, 2005

Relationships

Registered with (3)

→ P•••••••• A•••• M•••••••••Registered adviserregistration: current employment
Jul 30, 2012 to presentfactForm ADV
→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Apr 29, 2005 to Jul 20, 2012factForm ADV
→ P•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Sep 8, 2004 to Apr 21, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fca21e9c-f110-433b-5522-b9bf972967a4
First observed: Sep 8, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.