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Advisor at HOHIMER WEALTH MANAGEMENT, LLC
SEATTLE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HOHIMER WEALTH MANAGEMENT, LLC | Independent wealth | Apr 17, 2019 | n/a | yes | SEATTLE, WA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Mar 10, 2016 | Apr 24, 2019 | no | SEATTLE, WA | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Apr 10, 2014 | Mar 7, 2016 | no | CINCINNATI, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | HOHIMER WEALTH MANAGEMENT, LLC | Apr 24, 2019 | Apr 17, 2019 | -7 | Firm change | Wirehouse to new firm |
| PRUCO SECURITIES, LLC | WELLS FARGO ADVISORS | Mar 7, 2016 | Mar 10, 2016 | 3 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:300140:WA:2019-04-18 | Apr 24, 2019 | Apr 17, 2019 | SEATTLE, WA | Firm change |