This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

SNOWDEN CAPITAL ADVISORS LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S65|S63

First exam

Oct 8, 2021

First registration

Nov 8, 2024

Dual registered

yes, broker-dealer

Other names

JAMES WESLEY BULLOCK|JAMES BULLOCK

IAPD individual key

7403272

• Occurred

  Sep 14, 2026
  Advisor changed firm

  James W Bullock left Morgan Stanley for Snowden Capital Advisors LLC (registered 2026-09-17)

  Form ADVobserved today

Graph

RIA / Wealth Management

Canonical id

dfx:ria:fcad371f-db0d-87e0-5e8a-380e6790f243

First observed

Nov 8, 2024

Last observed

Sep 18, 2026 34 h ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.