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Advisor at UBS FINANCIAL SERVICES INC.
PHOENIX, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | Wirehouse | Feb 11, 2021 | n/a | yes | PHOENIX, AZ | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Feb 11, 2021 | no | BELLEVUE, WA|Kirkland, WA|Bellevue, WA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Feb 1, 2006 | Jun 1, 2009 | no | BELLEVUE, WA | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Feb 18, 2005 | Nov 22, 2005 | no | PORTLAND, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | UBS FINANCIAL SERVICES INC. | Feb 11, 2021 | Feb 11, 2021 | 0 | Firm change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| WELLS FARGO INVESTMENTS, LLC | CITIGROUP GLOBAL MARKETS INC. | Nov 22, 2005 | Feb 1, 2006 | 71 | Firm change | Other |