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Advisor at NOVEM GROUP
Port St Lucie, FL | ROCHESTER, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NOVEM GROUP | Independent wealth | Oct 26, 2020 | n/a | yes | Port St Lucie, FL|ROCHESTER, NY | Current employment |
| TLG ADVISORS, INC. | Bd affiliated wealth | Feb 19, 2010 | Apr 4, 2019 | no | DULUTH, GA|DULUTH, GA|DULUTH, GA|SUMMIT, NJ|Jupiter, FL | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Apr 17, 2003 | Apr 13, 2009 | no | ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TLG ADVISORS, INC. | NOVEM GROUP | Apr 4, 2019 | Oct 26, 2020 | 571 | Firm change after gap | Ibd to RIA |
| PRUCO SECURITIES, LLC | TLG ADVISORS, INC. | Apr 13, 2009 | Feb 19, 2010 | 312 | Firm change | Other |