DFX Intelligence

P••• F•••••••• G••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

P••• F•••••••• G••••••• L••

CRD 305485

GREENWOOD VILLAGE, CO

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Search this name across graphsid dfx:ria:fccb98b3-8c26-4903-8191-aa7258831189

Data as of Feb 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 16, 2026 to Feb 16, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $88.5M••• Locked
Discretionary RAUM: $88.5M
Private client RAUM: $88.5Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 4
Advisory employees: 4

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
A••• J•••• H••••••	Certified Financial Planner\|Chartered Financial Consultant	GREENWOOD VILLAGE, CO	6	24	2	no
A•••• S• M••••	Chartered Financial Consultant	GREENWOOD VILLAGE, CO	5	24

Relationships

Registered with (4)

← D•••••• L•• K••••Advisorregistration: current employment
Jun 17, 2025 to presentfactForm ADV
← J••••• R• L•••••Advisorregistration: current employment
Aug 17, 2022 to presentfactForm ADV
← A•••• S• M••••Advisorregistration: current employment
Mar 17, 2021 to presentfactForm ADV
← A••• J•••• H••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fccb98b3-8c26-4903-8191-aa7258831189
First observed: Feb 16, 2026
Last observed: Feb 16, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.