DFX Intelligence

K•••••• S•••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor35 years in industry

K•••••• S•••• G•••••

Advisor at H•••••••• C••••••• L••

FREDRICKSBURG, TX

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Search this name across graphsid dfx:ria:fce05675-b463-8b02-8977-f1128d2dc6e1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 28, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• C••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Sep 28, 1990earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• C••••••• L••	Asset manager	Jun 11, 2019	n/a	yes	FREDRICKSBURG, TX	Current employment
W••••••• W••••• A•••••••• I•••	Independent wealth	Jul 8, 2014	Feb 5, 2015	no	FREDERICKSBURG, TX\|HOUSTON, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••• W••••• A•••••••• I•••	H•••••••• C••••••• L••	Feb 5, 2015	Jun 11, 2019	1,587	Firm change after gap	Other
M•••••• I••••••••• F••• S••••••• L••	W••••••• W••••• A•••••••• I•••	Jul 1, 2005	Jul 8, 2014

Relationships

Registered with (4)

→ H•••••••• C••••••• L••Registered adviserregistration: current employment
Jun 11, 2019 to presentfactForm ADV
→ W••••••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 8, 2014 to Feb 5, 2015factForm ADV
→ M•••••• I••••••••• F••• S••••••• L••Registered adviserregistration: previous registration
Jan 11, 2005 to Jul 1, 2005factForm ADV
→ L•••••• F•••••••• D••••••••• I•••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fce05675-b463-8b02-8977-f1128d2dc6e1
First observed: Oct 28, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.