DFX Intelligence

G••••••• A•••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

G••••••• A•••• R••••

Advisor at W••••• A••••••• S•••••••• L••

Fresno, CA | SHOREWOOD, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fce1c574-be6f-ffa2-3fb0-d7fd23c76e85

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 21, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• A••••••• S•••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• A••••••• S•••••••• L••	Institutional manager	Jun 28, 2024	n/a	yes	SHOREWOOD, IL\|Fresno, CA	Current employment
G••••• R••••••••• P••••••• L••	Institutional manager	Jan 9, 2024	Jul 5, 2024	no	Fresno, CA\|SAN RAFAEL, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••• I••••••••• L••	G••••• R••••••••• P••••••• L••	Dec 31, 2024	Jan 9, 2024	-357	Firm change after gap	Other
G••••• R••••••••• P••••••• L••	W••••• A••••••• S•••••••• L••	Jul 5, 2024	Jun 28, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
151288:172011:CA:2024-12-31	Dec 31, 2024	Jan 9, 2024	FRESNO, CA	Firm change after gap

Relationships

Registered with (3)

→ W••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Jun 28, 2024 to presentfactForm ADV
→ R•••• I••••••••• L••Registered adviserregistration: previous registration
Aug 21, 2023 to Dec 31, 2024factForm ADV
→ G••••• R••••••••• P••••••• L••Registered adviserregistration: previous registration
Jan 9, 2024 to Jul 5, 2024factForm ADV

Dated events

Occurred
Dec 31, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fce1c574-be6f-ffa2-3fb0-d7fd23c76e85
First observed: Aug 21, 2023
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.