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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

JONATHAN NIELSEN

Advisor at STRATEGIC ADVISERS LLC

RIVERTON, UT | SALT LAKE CITY, UT

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Search this name across graphsid dfx:ria:fce2b1d3-9a43-b6a2-1772-a1878874caed

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Sep 3, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Nov 18, 2013
First registration: Sep 3, 2014
Dual registered: yes, broker-dealer
Other names: Jon Nielsen|Jonathan Nielsen
IAPD individual key: 6243479

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	RIVERTON, UT\|SALT LAKE CITY, UT	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Apr 6, 2023	Mar 31, 2025	no	SALT LAKE CITY, UT	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 18, 2022	Feb 28, 2023	no	MURRAY, UT	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Sep 28, 2020	May 18, 2022	no	WAVERLY, IA\|Salt Lake City, UT	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Feb 14, 2019	Sep 18, 2020	no	SALT LAKE CITY, UT	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Sep 24, 2018	Nov 28, 2018	no	SALT LAKE CITY, UT	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Apr 20, 2018	Jun 22, 2018	no	SALT LAKE CITY, UT	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 17, 2017	Feb 12, 2018	no	DRAPER, UT	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Sep 3, 2014	Jul 31, 2017	no	SALT LAKE CITY, UT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
LPL FINANCIAL LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Feb 28, 2023	Apr 6, 2023	37	Firm change	RIA to ibd
CUNA BROKERAGE SERVICES, INC.	LPL FINANCIAL LLC	May 18, 2022	May 18, 2022	0	Bulk transfer	Ibd to RIA
FIDELITY PERSONAL AND WORKPLACE ADVISORS	CUNA BROKERAGE SERVICES, INC.	Sep 18, 2020	Sep 28, 2020	10	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Nov 28, 2018	Feb 14, 2019	78	Firm change	Wirehouse to ibd
EQUITABLE ADVISORS, LLC	WELLS FARGO ADVISORS	Jun 22, 2018	Sep 24, 2018	94	Firm change	Ibd to wirehouse
J.P. MORGAN SECURITIES LLC	EQUITABLE ADVISORS, LLC	Feb 12, 2018	Apr 20, 2018	67	Firm change	Wirehouse to ibd
STRATEGIC ADVISERS LLC	J.P. MORGAN SECURITIES LLC	Jul 31, 2017	Oct 17, 2017	78	Firm change	Ibd to wirehouse

Relationships

Registered with (7)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Sep 3, 2014 to Jul 31, 2017factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Apr 6, 2023 to Mar 31, 2025factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 18, 2022 to Feb 28, 2023factForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Sep 28, 2020 to May 18, 2022factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Sep 24, 2018 to Nov 28, 2018factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 20, 2018 to Jun 22, 2018factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 17, 2017 to Feb 12, 2018factForm ADV

Dated events

Occurred
Feb 28, 2023
Advisor changed firm
Jonathan Nielsen left Lpl Financial Llc for Fidelity Personal And Workplace Advisors (registered 2023-04-06)
Form ADVobserved 5 days ago