DFX Intelligence

S•••••••• I•••• A•••• M••••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

S•••••••• I•••• A•••• M••••••••• L•••

CRD 306292

PORT ST. LOUIS, MAURITIUS

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Search this name across graphsid dfx:ria:fce627b3-f0c8-3b6c-79da-1613432d69cb

Data as of Jan 21, 2020 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 1
On other graphs: 0
Observed: Dec 13, 2019 to Jan 21, 2020
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $247M••• Locked
Discretionary RAUM: $247M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 0
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S•••••••• I•••• E••••••• O••••••••• F•••• L•••	Hedge Fund	$198M	Mar 18, 2026	23	Mar 28, 2013	reported	021-172462

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F••••• S••••••• ••••	Director	Na	yes	11/2011	Dec 13, 2019	Jan 21, 2020
F•••• S•••••• L•••	MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER	F	yes	01/2002	Dec 13, 2019	Jan 21, 2020

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S•••••••• A•••• M••••••••• L••	n/a	Independent wealth	$172M	Y	yes	n/a

Relationships

Affiliated with (2)

← S•••••••• A•••• M••••••••• L••Registered adviserother investment adviser, bank, control, common control
factForm ADV
→ S•••••••• A•••• M••••••••• L••Registered adviserother investment adviser, bank, pooled vehicle sponsor, control, common control
factForm ADV

Advises (1)

→ S•••••••• I•••• E••••••• O••••••••• F•••• L•••Private fundHedge Fund, ERA
Mar 28, 2013 to presentfactForm ADV

Controls (9)

Dated events

Occurred
Dec 13, 2019
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fce627b3-f0c8-3b6c-79da-1613432d69cb
First observed: Dec 13, 2019
Last observed: Jan 21, 2020 81 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.