DFX Intelligence

A••••• B•••• O••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)16 years in industry

A••••• B•••• O••

Advisor at T••••• A••••••• S•••••••• I•••

RALEIGH, NC

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Search this name across graphsid dfx:ria:fce6ed3c-d57f-7c92-1c32-39360f138a17

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 10, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••• A••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••• A••••••• S•••••••• I•••	Bd affiliated wealth	Oct 6, 2017	n/a	yes	RALEIGH, NC	Current employment
W•••• F•••• A•••••••	Wirehouse	Sep 10, 2012	Sep 28, 2017	no	RALEIGH, NC\|DURHAM, NC\|WINSTON SALEM, NC\|GREENSBORO, NC\|RALEIGH, NC\|RALEIGH, NC\|RALEIGH, NC\|WILMINGTON, NC\|RALEIGH, NC\|RALEIGH, NC\|DURHAM, NC\|RALEIGH, NC\|RALEIGH, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	T••••• A••••••• S•••••••• I•••	Sep 28, 2017	Oct 6, 2017	8	Firm change	Other

Relationships

Registered with (2)

→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: current employment
Oct 6, 2017 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Sep 10, 2012 to Sep 28, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fce6ed3c-d57f-7c92-1c32-39360f138a17
First observed: Sep 10, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.