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Advisor at CETERA INVESTMENT ADVISERS LLC
SPRING BRANCH, TX | SAN ANTONIO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Sep 5, 2025 | n/a | yes | SPRING BRANCH, TX|SAN ANTONIO, TX | Current employment |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Jul 24, 2024 | Sep 5, 2025 | no | San Antonio, TX|Spring Branch, TX | Previous registration |
| MESA WEALTH LLC | n/a | Sep 5, 2023 | Jun 13, 2024 | no | San Antonio, TX | Previous registration |
| HORNOR, TOWNSEND & KENT, LLC | Independent wealth | May 9, 2011 | Jun 15, 2011 | no | ADDISON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AVANTAX ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | Sep 5, 2025 | Sep 5, 2025 | 0 | Bulk transfer | Ibd to ibd |
| MESA WEALTH LLC | AVANTAX ADVISORY SERVICES | Jun 13, 2024 | Jul 24, 2024 | 41 | Firm change | Other |
| HORNOR, TOWNSEND & KENT, LLC | MESA WEALTH LLC | Jun 15, 2011 | Sep 5, 2023 | 4,465 | Firm change after gap | Other |