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Advisor at LPL FINANCIAL LLC
NESCONSET, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 28, 2023 | n/a | yes | NESCONSET, NY | Current employment |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Apr 22, 2021 | Oct 2, 2023 | no | NESCONSET, NY|HAUPPAUGE, NY|POUGHQUAG, NY|HAUPPUAGE, NY | Previous registration |
| JANNEY MONTGOMERY SCOTT LLC | Bd affiliated wealth | Oct 17, 2006 | Feb 5, 2009 | no | HAUPPAUGE, NY|HAUPPAUGE, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WOODBURY FINANCIAL SERVICES, INC. | LPL FINANCIAL LLC | Oct 2, 2023 | Sep 28, 2023 | -4 | Firm change | Ibd to ibd |
| JANNEY MONTGOMERY SCOTT LLC | WOODBURY FINANCIAL SERVICES, INC. | Feb 5, 2009 | Apr 22, 2021 | 4,459 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 421:6413:NY:2023-10-02 | Oct 2, 2023 | Sep 28, 2023 | HAUPPUAGE, NY | Firm change |