This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0

Regulatory AUM

$39.0MItem 5.F on the latest filing (2026-09-10); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$39.0M

Private client RAUM

$39.0MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

1

RAUM per advisor

$39.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

1

Advisory employees

1

Offices

1Schedule D 1.F, beyond the principal office

Accounts

127

Individual clients

50

SEC number

801-130972

CRD

332411

Filings on the tape

7

First filed

Jul 23, 2024

Latest filed

Sep 10, 2026

Organised

Limited Liability Company, NY

Website

peakwealthmgmt.com

• Occurred

  Jul 23, 2024
  First Form ADV filing

  Peak Wealth Management filed its initial SEC registration (Form ADV)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:fd082b55-4c53-bdd2-55eb-7bf7485b547a

First observed

Jul 23, 2024

Last observed

Sep 10, 2026 11 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.