DFX Intelligence

J•••••• J•••• P••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

J•••••• J•••• P••••••••

Advisor at P••••••••• S••••••••• C•••••••••

••• Locked

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Search this name across graphsid dfx:ria:fd08ea05-5e86-c5e5-6da6-0cc5df9f8694

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 31, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• S••••••••• C•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 27, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• S••••••••• C•••••••••	Independent wealth	Feb 17, 2011	n/a	yes	Ventura, CA\|Carpinteria, CA\|Laguna Niguel, CA\|IRVINGTON, NY	Current employment
P••••••••• S••••••••• C•••••••••	Independent wealth	Dec 7, 2009	Jul 13, 2010	no	SAN MARCOS, CA\|Carpinteria, CA\|SAN MARCOS, CA

Relationships

Registered with (1)

→ P••••••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Dec 7, 2009 to Jul 13, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fd08ea05-5e86-c5e5-6da6-0cc5df9f8694
First observed: Jul 31, 2001
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.