DFX Intelligence

M•••••• R••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

M•••••• R••••• H•••••

Advisor at R••••• R•••• P•••••••• L••

Arvada, CO

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jan 2, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••• R•••• P•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 22, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••• R•••• P•••••••• L••	State registered	Jan 27, 2026	n/a	yes	Arvada, CO	Current employment
C••••••• P•••••••• I•••	Independent wealth	Nov 19, 2024	Nov 19, 2025	no	NEW YORK, NY\|Arvada, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• P•••••••• I•••	R••••• R•••• P•••••••• L••	Nov 19, 2025	Jan 27, 2026	69	Firm change	RIA to state RIA
M••••• F••• W••••• M••••••••• L••	C••••••• P•••••••• I•••	Apr 19, 2024	Nov 19, 2024

Relationships

Registered with (5)

→ R••••• R•••• P•••••••• L••Registered adviserregistration: current employment
Jan 27, 2026 to presentfactForm ADV
→ C••••••• P•••••••• I•••Registered adviserregistration: previous registration
Nov 19, 2024 to Nov 19, 2025factForm ADV
→ M••••• F••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Dec 24, 2020 to Apr 19, 2024factForm ADV
→ P••••••• C•••••• A••••••• C•••••••••

Dated events

Occurred
Nov 19, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 19, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 2, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.