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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)23 years in industry

MICHAEL WADE MCVEY

Advisor at CETERA INVESTMENT ADVISERS LLC

MASCOUTAH, IL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 14, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Dec 31, 2004
First registration: Jan 14, 2005
Dual registered: yes, broker-dealer
Other names: MICHAEL MCVEY
IAPD individual key: 4865064

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jul 21, 2026	n/a	yes	MASCOUTAH, IL	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jun 21, 2012	Jun 22, 2026	no	WATERLOO, IL\|ST. LOUIS, MO\|O FALLON, IL\|O FALLON, IL\|ST. LOUIS, MO\|SWANSEA, IL	Previous registration
MARTIN FINANCIAL SERVICES, INC.	n/a	Jan 24, 2006	Jul 27, 2006	no	SWANSEA, IL	Previous registration
MARTIN WIER, INC	n/a	Feb 18, 2005	Aug 2, 2005	no	SWANSEA, IL	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 14, 2005	Jul 14, 2006	no	SWANSEA, IL\|SWANSEA, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	CETERA INVESTMENT ADVISERS LLC	Jun 22, 2026	Jul 21, 2026	29	Firm change	Wirehouse to ibd
MARTIN FINANCIAL SERVICES, INC.	WELLS FARGO ADVISORS	Jul 27, 2006	Jun 21, 2012	2,156	Firm change after gap	Other
OSAIC WEALTH, INC.	MARTIN WIER, INC	Jul 14, 2006	Feb 18, 2005	-511	Firm change after gap	Other
MARTIN WIER, INC	MARTIN FINANCIAL SERVICES, INC.	Aug 2, 2005	Jan 24, 2006	175	Firm change	Other

Relationships

Registered with (5)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Jul 21, 2026 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jun 21, 2012 to Jun 22, 2026factForm ADV
→ MARTIN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 24, 2006 to Jul 27, 2006factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Jan 14, 2005 to Jul 14, 2006factForm ADV
→ MARTIN WIER, INCRegistered adviserregistration: previous registration
Feb 18, 2005 to Aug 2, 2005factForm ADV

Dated events

Occurred
Jun 22, 2026
Advisor changed firm
Michael Wade Mcvey left Wells Fargo Advisors for Cetera Investment Advisers Llc (registered 2026-07-21)
Form ADVobserved 4 days ago