DFX Intelligence

S••••••• C••••••• J•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

S••••••• C••••••• J•••

Advisor at C••••• I••••••••• L•

SOUTH JORDAN, UT

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Search this name across graphsid dfx:ria:fd151985-2678-51b7-9174-33aafd6cb366

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 19, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• L•
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 18, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• L•	State registered	Jun 30, 2014	n/a	yes	SOUTH JORDAN, UT	Current employment
C• W••••• M••••••••• L••	Independent wealth	Oct 5, 2011	Jul 21, 2014	no	SCHAUMBURG, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C• W••••• M••••••••• L••	C••••• I••••••••• L•	Jul 21, 2014	Jun 30, 2014	-21	Firm change	Other
W•••••• S••••••••• C•••••••••	C• W••••• M••••••••• L••	Sep 30, 2011	Oct 5, 2011

Relationships

Registered with (3)

→ C••••• I••••••••• L•Registered adviserregistration: current employment
Jun 30, 2014 to presentfactForm ADV
→ C• W••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 5, 2011 to Jul 21, 2014factForm ADV
→ W•••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Oct 19, 2007 to Sep 30, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fd151985-2678-51b7-9174-33aafd6cb366
First observed: Oct 19, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.