DFX Intelligence

S•••• A•••• M••••••••• L••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

S•••• A•••• M••••••••• L••••••

CRD 288614

HONG KONG

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fd1573b5-4c47-0f1a-28eb-85e2948421c9

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Jul 8, 2020 to Mar 24, 2026
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.4B••• Locked
Discretionary RAUM: $1.4B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S•••• J•••• F•••	Hedge Fund	$645M	Mar 27, 2024	86	Feb 26, 2020	reported	021-334013
S•••• M••••• F•••	Hedge Fund	$289M	Mar 28, 2023

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••• K••••	Shareholder	E	yes	01/2017	Jul 8, 2020	Mar 27, 2024
A••••••• K••••	DIRECTOR / CHIEF INVESTMENT OFFICER	Na	yes	11/2016	Jul 8, 2020	Mar 27, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.4B	$1.5B	-10.3%	$1.1B	7.9%	10	11	0	0

Relationships

Advises (3)

→ S•••• J•••• L••• O••••••••• F•••Private fundHedge Fund, IA
Mar 24, 2022 to presentfactForm ADV
→ S•••• J•••• F•••Private fundHedge Fund, IA
Feb 26, 2020 to presentfactForm ADV
→ S•••• M••••• F•••Private fundHedge Fund, IA
Jun 26, 2017 to presentfactForm ADV

Controls (3)

← A••••••• K••••

Dated events

Occurred
Mar 29, 2021
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$444M
Occurred
Jul 8, 2020
First Form ADV filing
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fd1573b5-4c47-0f1a-28eb-85e2948421c9
First observed: Jul 8, 2020
Last observed: Mar 24, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.