DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••••• A•••• M••••••••• I••
Seattle, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••••• A•••• M••••••••• I•• | Institutional manager | May 1, 2014 | n/a | yes | Seattle, WA | Current employment |
| D••••••• F•••• I••••• M••••••••• I••• | Former SEC adviser | Sep 19, 2003 | Apr 30, 2014 | no | DENVER, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| D••••••• F•••• I••••• M••••••••• I••• | C••••••• A•••• M••••••••• I•• | Apr 30, 2014 | May 1, 2014 | 1 | Firm change | Other |
| L••••••• B•••••• A• D••••••• O• K••••••••• P••••• | D••••••• F•••• I••••• M••••••••• I••• | Sep 24, 2003 | Sep 19, 2003 |
| L••••••• B•••••• A• D••••••• O• K••••••••• P••••• | n/a | Jan 1, 1999 | Sep 24, 2003 | no | DENVER, CO | Previous registration |
| -5 |
| Firm change |
| Other |