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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

CASTLE RIDGE INVESTMENT MANAGEMENT LP

CRD 175498

GREENWICH, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fd22d69a-0ee2-543b-7f7e-48448c761429

Data as of Mar 29, 2017 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 1
On other graphs: 0
Observed: Mar 18, 2015 to Mar 29, 2017
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $351MItem 5.F on the latest filing (2017-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $351M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees: 4
Accounts: 4
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $351Mgross asset value as reported per fund; never fund size
Custody, client assets: $351M
SEC number: 801-81184
CRD: 175498
Filings on the tape: 8
First filed: Mar 18, 2015
Latest filed: Mar 29, 2017
Organised: Limited Partnership, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
CASTLE RIDGE REAL ESTATE MASTER FUND LP	Hedge Fund	$351M	Mar 29, 2017	29	Jul 21, 2015	reported	021-243521

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CASTLE RIDGE INVESTMENT MANAGEMENT GP LLC	GENERAL PARTNER	Na	yes	03/2015	Jul 21, 2015	Mar 29, 2017
HUFF, CRAIG, ALLEN	SENIOR MANAGING MEMBER	C	yes	08/1998	Jul 21, 2015	Mar 29, 2017
JOHNSON, DANIEL, JOHN	CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER	Na	yes	02/2016	Mar 4, 2016	Mar 29, 2017
RCGM, LLC	MANAGING MEMBER	F	yes	08/1998	Jul 21, 2015	Mar 29, 2017
RESERVOIR CAPITAL GROUP, L.L.C.	MANAGING MEMBER	F	yes	07/2010	Jul 21, 2015	Mar 29, 2017
RESERVOIR STRATEGIC PARTNERS FUND GP, LLC	GENERAL PARTNER	F	yes	07/2010	Jul 21, 2015	Mar 29, 2017
STERN, DANIEL, HENNELLY	SENIOR MANAGING MEMBER	C	yes	08/1998	Jul 21, 2015	Mar 29, 2017
STERNLICHT, BARRY, STUART	Member	E	yes	02/2015	Jul 21, 2015	Mar 29, 2017
SWOTES, MICHAEL, JAY	FOUNDER, CHIEF INVESTMENT OFFICER	D	yes	03/2015	Mar 18, 2015	Mar 29, 2017
SWOTES, MICHAEL, JAY	MANAGING MEMBER	D	yes	03/2015	Mar 18, 2015	Mar 29, 2017
RESERVOIR STRATEGIC PARTNERS FUND, L.P.	LIMITED PARTNER	B	no	07/2015	Jul 21, 2015	Mar 29, 2017
SCG SECURITIES HOLDINGS, L.L.C.	LIMITED PARTNER	B	no	07/2015	Jul 21, 2015	Mar 29, 2017
TEACHER RETIREMENT SYSTEM OF TEXAS	LIMITED PARTNER	C	no	11/2011	Jul 21, 2015	Mar 29, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CASTLE RIDGE GP, LLC	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 29, 2017	$351M	$351M	7	4	n/a	1	$351M
2015	Mar 4, 2016	$320M	$320M	7	4	n/a	1	$305M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$351M	$320M	9.7%	n/a	n/a	7	7	n/a	n/a

Relationships

Advises (1)

→ CASTLE RIDGE REAL ESTATE MASTER FUND LPPrivate fundHedge Fund, IA
Jul 21, 2015 to presentfactForm ADV

Controls (9)

← STERNLICHT, BARRY, STUARTOwnerMEMBER, ownership code E, individual
Jul 21, 2015 to presentfactForm ADV
← JOHNSON, DANIEL, JOHNOwnerCHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 4, 2016 to presentfactForm ADV
← STERN, DANIEL, HENNELLYOwnerSENIOR MANAGING MEMBER, ownership code C, individual
Jul 21, 2015 to presentfactForm ADV
← SWOTES, MICHAEL, JAYOwnerMANAGING MEMBER, ownership code D, individual
Mar 18, 2015 to presentfactForm ADV
← HUFF, CRAIG, ALLENOwnerSENIOR MANAGING MEMBER, ownership code C, individual
Jul 21, 2015 to presentfactForm ADV
← CASTLE RIDGE INVESTMENT MANAGEMENT GP LLCOwnerGENERAL PARTNER, ownership code NA, domestic entity
Jul 21, 2015 to presentfactForm ADV
← RCGM, LLCOwnerMANAGING MEMBER, ownership code F, domestic entity
Jul 21, 2015 to presentfactForm ADV
← RESERVOIR CAPITAL GROUP, L.L.C.OwnerMANAGING MEMBER, ownership code F, domestic entity
Jul 21, 2015 to presentfactForm ADV
← RESERVOIR STRATEGIC PARTNERS FUND GP, LLCOwnerGENERAL PARTNER, ownership code F, domestic entity
Jul 21, 2015 to presentfactForm ADV

Owns (3)

← RESERVOIR STRATEGIC PARTNERS FUND, L.P.OwnerLIMITED PARTNER, ownership code B, domestic entity
Jul 21, 2015 to presentfactForm ADV
← SCG SECURITIES HOLDINGS, L.L.C.OwnerLIMITED PARTNER, ownership code B, domestic entity
Jul 21, 2015 to presentfactForm ADV
← TEACHER RETIREMENT SYSTEM OF TEXASOwnerLIMITED PARTNER, ownership code C, domestic entity
Jul 21, 2015 to presentfactForm ADV

Dated events

Occurred
Mar 18, 2015
First Form ADV filing
Castle Ridge Investment Management Lp filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fd22d69a-0ee2-543b-7f7e-48448c761429
First observed: Mar 18, 2015
Last observed: Mar 29, 2017 115 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CASTLE RIDGE INVESTMENT MANAGEMENT LP

CRD 175498

GREENWICH, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fd22d69a-0ee2-543b-7f7e-48448c761429

Data as of Mar 29, 2017 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:42 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

CASTLE RIDGE REAL ESTATE MASTER FUND LP

Hedge Fund

$351M

Mar 29, 2017

Jul 21, 2015

reported

021-243521

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CASTLE RIDGE INVESTMENT MANAGEMENT GP LLC

GENERAL PARTNER

yes

03/2015

Jul 21, 2015

Mar 29, 2017

HUFF, CRAIG, ALLEN

SENIOR MANAGING MEMBER

yes

08/1998

Jul 21, 2015

Mar 29, 2017

JOHNSON, DANIEL, JOHN

CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER

yes

02/2016

Mar 4, 2016

Mar 29, 2017

RCGM, LLC

MANAGING MEMBER

yes

08/1998

Jul 21, 2015

Mar 29, 2017

RESERVOIR CAPITAL GROUP, L.L.C.

MANAGING MEMBER

yes

07/2010

Jul 21, 2015

Mar 29, 2017

RESERVOIR STRATEGIC PARTNERS FUND GP, LLC

GENERAL PARTNER

yes

07/2010

Jul 21, 2015

Mar 29, 2017

STERN, DANIEL, HENNELLY

SENIOR MANAGING MEMBER

yes

08/1998

Jul 21, 2015

Mar 29, 2017

STERNLICHT, BARRY, STUART

Member

yes

02/2015

Jul 21, 2015

Mar 29, 2017

SWOTES, MICHAEL, JAY

FOUNDER, CHIEF INVESTMENT OFFICER

yes

03/2015

Mar 18, 2015

Mar 29, 2017

SWOTES, MICHAEL, JAY

MANAGING MEMBER

yes

03/2015

Mar 18, 2015

Mar 29, 2017

RESERVOIR STRATEGIC PARTNERS FUND, L.P.

LIMITED PARTNER

07/2015

Jul 21, 2015

Mar 29, 2017

SCG SECURITIES HOLDINGS, L.L.C.

LIMITED PARTNER

07/2015

Jul 21, 2015

Mar 29, 2017

TEACHER RETIREMENT SYSTEM OF TEXAS

LIMITED PARTNER

11/2011

Jul 21, 2015

Mar 29, 2017

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CASTLE RIDGE GP, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 29, 2017

$351M

n/a

$351M

2015

Mar 4, 2016

$320M

n/a

$305M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$351M

$320M

9.7%

n/a