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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

ERIC ZARUBA

Advisor at STRATEGIC ADVISERS LLC

LONE TREE, CO | PARKER, CO | CENTENNIAL, CO

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Search this name across graphsid dfx:ria:fd28fce4-3b35-edb7-af48-0817907c3c8a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 8, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 8, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jul 29, 2014
First registration: Sep 8, 2009
Dual registered: yes, broker-dealer
Other names: ERIC S ZARUBA|ERIC SCOTT ZARUBA
IAPD individual key: 5593673

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	PARKER, CO\|LONE TREE, CO\|CENTENNIAL, CO	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Mar 31, 2025	no	BOSTON, MA\|PARKER, CO	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jul 29, 2014	Jul 13, 2018	no	DENVER, CO\|LONE TREE, CO	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Nov 9, 2009	Apr 4, 2012	no	ENGLEWOOD, CO\|ENGLEWOOD, CO	Previous registration
EDWARD JONES	National bd RIA	Sep 8, 2009	Oct 6, 2009	no	ST LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm
CHARLES SCHWAB & CO., INC.	STRATEGIC ADVISERS LLC	Apr 4, 2012	Jul 29, 2014	846	Firm change after gap	Ibd to ibd
EDWARD JONES	CHARLES SCHWAB & CO., INC.	Oct 6, 2009	Nov 9, 2009	34	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jul 29, 2014 to Jul 13, 2018factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Mar 31, 2025factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Nov 9, 2009 to Apr 4, 2012factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Sep 8, 2009 to Oct 6, 2009factForm ADV

Dated events

No dated event names this entity yet.