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R••••• E••••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst41 years in industry

R••••• E••••• C•••••

Advisor at C••••• I••••••••• M••••••••• L••

WILMINGTON, NC

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Search this name across graphsid dfx:ria:fd2db6fe-8779-0438-f3d6-78d581ab24a1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 14, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• M••••••••• L••	Independent wealth	Sep 18, 2012	n/a	yes	WILMINGTON, NC	Current employment
C••••• I••••••••• M••••••••• L••	Independent wealth	Dec 14, 2011	Jul 21, 2012	no	WILMINGTON, NC

Relationships

Registered with (1)

→ C••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Dec 14, 2011 to Jul 21, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fd2db6fe-8779-0438-f3d6-78d581ab24a1
First observed: Dec 14, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.