C•••• K•• S••••

Advisor at T•••••••

MEXIA, TX

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Search this name across graphsid dfx:ria:fd30a8e5-2445-4cfc-326e-0137b1243129

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 25, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••••••	Independent wealth	Jul 6, 2023	n/a	yes	MEXIA, TX	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jan 25, 2021	Jul 7, 2023	no	COLLEGE STATION, TX\|CALDWELL, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	T•••••••	Jul 7, 2023	Jul 6, 2023	-1	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ T•••••••Registered adviserregistration: current employment
Jul 6, 2023 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 25, 2021 to Jul 7, 2023factForm ADV

Dated events

Occurred
Jul 7, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fd30a8e5-2445-4cfc-326e-0137b1243129
First observed: Jan 25, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.