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Advisor at LITTLE HOUSE CAPITAL, LLC
BRAINTREE, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LITTLE HOUSE CAPITAL, LLC | Independent wealth | Nov 15, 2017 | n/a | yes | BRAINTREE, MA | Current employment |
| PEOPLE'S SECURITIES, INC. | Former SEC adviser | Aug 22, 2016 | Nov 9, 2017 | no | Boston, MA|BRIDGEPORT, CT | Previous registration |
| PEOPLE'S SECURITIES, INC. | Former SEC adviser | Dec 13, 2012 | Jul 8, 2014 | no | BOSTON, MA|BRIDGEPORT, CT | Previous registration |
| EASTERN INVESTMENT ADVISORS, INC. | n/a | Jan 18, 2011 | Dec 31, 2011 | no | BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PEOPLE'S SECURITIES, INC. | LITTLE HOUSE CAPITAL, LLC | Nov 9, 2017 | Nov 15, 2017 | 6 | Firm change | Other |
| EASTERN INVESTMENT ADVISORS, INC. | PEOPLE'S SECURITIES, INC. | Dec 31, 2011 | Dec 13, 2012 | 348 | Firm change | Other |