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Advisor at CAPTRUST
Minneapolis, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Captrust | Institutional manager | Mar 9, 2017 | n/a | yes | Minneapolis, MN | Current employment |
| WINDSOR FINANCIAL GROUP LLC | Former SEC adviser | Jan 3, 2017 | Sep 1, 2017 | no | MINNEAPOLIS, MN | Previous registration |
| WEALTHSPIRE ADVISORS | Former SEC adviser | Jun 21, 2013 | Oct 31, 2016 | no | MINNEAPOLIS, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WINDSOR FINANCIAL GROUP LLC | Captrust | Sep 1, 2017 | Mar 9, 2017 | -176 | Firm change after gap | Other |
| WEALTHSPIRE ADVISORS | WINDSOR FINANCIAL GROUP LLC | Oct 31, 2016 | Jan 3, 2017 | 64 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 107462:175112:MN:2017-09-01 | Sep 1, 2017 | Mar 9, 2017 | MINNEAPOLIS, MN | Firm change after gap |