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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

GREY STREET CAPITAL, LLC

CRD 286671

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fd466fdd-a40a-a000-75b3-bd34d57a8892

Data as of Jul 10, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 20
On other graphs: 1
Observed: Apr 5, 2017 to Jul 10, 2024
27 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Grey Street Capital, LLC

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.0BItem 5.F on the latest filing (2024-07-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.9B
Private client RAUM: $1.8BderivedItem 5.D individuals plus high net worth individuals
Private client share: 88%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 12
Advisory employees: 8
Offices: 5Schedule D 1.F, beyond the principal office
Accounts: 734
Individual clients: 0
High net worth clients: 84
Private funds: 3Schedule D 7.B(1)
Private fund GAV: $136Mgross asset value as reported per fund; never fund size
Custody, client assets: $553M
SEC number: 801-110394
CRD: 286671
Filings on the tape: 27
First filed: Apr 5, 2017
Latest filed: Jul 10, 2024
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
GREY STREET VENTURES III LLC	Private Equity Fund	$66.2M	Jul 10, 2024	55	Mar 15, 2023	reported	021-457897
GREY STREET VENTURES II LLC	Other Private Fund	$38.3M	Jul 10, 2024	48	Mar 18, 2022	reported	021-434536
GREY STREET VENTURES LLC	Private Equity Fund	$31.4M	Jul 10, 2024	52	Nov 2, 2020	reported	021-380810

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Laumann, Eric, Robert	CHIEF INVESTMENT OFFICER	Na	yes	01/2021	Feb 26, 2021	Jul 10, 2024
TA/TCG HOLDINGS, LLC	UNIT HOLDER	D	yes	12/2021	Jul 10, 2024	Jul 10, 2024
THE CAPROCK GROUP, LLC	SOLE MEMBER OWNER	E	yes	03/2024	Jul 10, 2024	Jul 10, 2024
JEWELL, JEFFERSON, RICHARD	CHIEF COMPLIANCE OFFICER	Na	no	03/2024	Jul 10, 2024	Jul 10, 2024
TCG HOLDINGS, INC	UNIT HOLDER	C	no	11/2021	Jul 10, 2024	Jul 10, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 27, 2024	$2.0B	$1.9B	12	8	5	3	$136M
2022	Mar 15, 2023	$1.7B	$1.6B	11	8	5	3	$138M
2021	Mar 18, 2022	$1.1B	$1.0B	11	7	1	2	$66.5M
2020	Feb 26, 2021	$962M	$908M	7	4	0	1	$31.4M
2019	Mar 16, 2020	$741M	$741M	8	4	0	n/a	n/a
2018	Feb 20, 2019	$624M	$620M	7	3	0	n/a	n/a
2017	Mar 27, 2018	$484M	$468M	8	3	1	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$2.0B	$1.7B	21.0%	$962M	28.2%	12	11	5	5

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
THE CAPROCK GROUP, LLC	5	Apr 23, 2024	May 14, 2024	CHICAGO, IL	Firm absorbed	RIA to RIA	62.5%

Relationships

Advises (3)

→ GREY STREET VENTURES II LLCPrivate fundOther Private Fund, IA
Mar 18, 2022 to presentfactForm ADV
→ GREY STREET VENTURES LLCPrivate fundPrivate Equity Fund, IA
Nov 2, 2020 to presentfactForm ADV
→ GREY STREET VENTURES III LLCPrivate fundPrivate Equity Fund, IA
Mar 15, 2023 to presentfactForm ADV

Controls (3)

← THE CAPROCK GROUP, LLCOwnerSOLE MEMBER OWNER, ownership code E, domestic entity
Jul 10, 2024 to presentfactForm ADV
← Laumann, Eric, RobertOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Feb 26, 2021 to presentfactForm ADV
← TA/TCG HOLDINGS, LLCOwnerUNIT HOLDER, ownership code D, domestic entity
Jul 10, 2024 to presentfactForm ADV

Owns (2)

← JEWELL, JEFFERSON, RICHARDOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 10, 2024 to presentfactForm ADV
← TCG HOLDINGS, INCOwnerUNIT HOLDER, ownership code C, domestic entity
Jul 10, 2024 to presentfactForm ADV

Registered with (8)

← PETER TRAUGOTT LAWLERAdvisorregistration: previous registration
Oct 16, 2018 to May 22, 2024factForm ADV
← TIMOTHY CHARLES SIMONAdvisorregistration: previous registration
Jun 22, 2021 to Apr 29, 2024factForm ADV
← MONICA BARRERAAdvisorregistration: previous registration
Apr 28, 2020 to Apr 23, 2024factForm ADV
← JOSEPH FRENCH PAGEAdvisorregistration: previous registration
May 3, 2018 to Apr 23, 2024factForm ADV
← JEFFREY SCOTT FRIEDSTEINAdvisorregistration: previous registration
Oct 16, 2018 to Apr 23, 2024factForm ADV
← ROGER J KLAUERAdvisorregistration: previous registration
Sep 5, 2021 to Apr 23, 2024factForm ADV
← Melissa AhearnAdvisorregistration: previous registration
Dec 19, 2022 to Apr 23, 2024factForm ADV
← Ryan SingerAdvisorregistration: previous registration
Feb 23, 2022 to Apr 23, 2024factForm ADV

Moved with (1)

→ THE CAPROCK GROUP, LLCRegistered adviser5 advisors, firm absorbed, same day
Apr 23, 2024 to May 18, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 10, 2024
Control person left
Scott Jeffrey Friedstein (Managing Member) no longer on Schedule A of Grey Street Capital, Llc (listed 2024-03-27, absent 2024-07-10)
Form ADVobserved 5 days ago
Occurred
Jul 10, 2024
Control person left
French Joseph Page (Managing Member And Chief Executive Officer) no longer on Schedule A of Grey Street Capital, Llc (listed 2024-03-27, absent 2024-07-10)
Form ADVobserved 5 days ago
Occurred
Jul 10, 2024
Control person left
Michael John Ruth (Chief Operating Officer) no longer on Schedule A of Grey Street Capital, Llc (listed 2024-03-27, absent 2024-07-10)
Form ADVobserved 5 days ago
Occurred
May 22, 2024
Advisor changed firm
Peter Traugott Lawler left Grey Street Capital, Llc for The Caprock Group, Llc (registered 2024-05-22)
Form ADVobserved 5 days ago
Occurred
Apr 29, 2024
Advisor changed firm
Timothy Charles Simon left Grey Street Capital, Llc for The Caprock Group, Llc (registered 2024-04-25)
Form ADVobserved 5 days ago
Occurred
Apr 23, 2024
Firm absorbed
Grey Street Capital, LLC's advisors moved to The Caprock Group, LLC (Chicago, IL): 5 of 8 registered, on the same day
Form ADVobserved 4 days ago
5 advisors
Occurred
Apr 23, 2024
Advisor changed firm
Ryan Singer left Grey Street Capital, Llc for The Caprock Group, Llc (registered 2024-05-14)
Form ADVobserved 5 days ago
Occurred
Apr 23, 2024
Advisor changed firm
Monica Barrera left Grey Street Capital, Llc for The Caprock Group, Llc (registered 2024-04-24)
Form ADVobserved 5 days ago
Occurred
Apr 23, 2024
Advisor changed firm
Roger J Klauer left Grey Street Capital, Llc for The Caprock Group, Llc (registered 2024-05-18)
Form ADVobserved 5 days ago
Occurred
Apr 23, 2024
Advisor changed firm
Joseph French Page left Grey Street Capital, Llc for The Caprock Group, Llc (registered 2024-04-15)
Form ADVobserved 5 days ago
Occurred
Apr 23, 2024
Advisor changed firm
Jeffrey Scott Friedstein left Grey Street Capital, Llc for The Caprock Group, Llc (registered 2024-04-16)
Form ADVobserved 5 days ago
Occurred
Apr 23, 2024
Advisor changed firm
Melissa Ahearn left Grey Street Capital, Llc for The Caprock Group, Llc (registered 2024-05-14)
Form ADVobserved 5 days ago
Occurred
Mar 15, 2023
Regulatory AUM changed
Grey Street Capital, Llc reported RAUM $1.7B, up 46% from $1.1B (2022-11-16 to 2023-03-15)
Form ADVobserved 5 days ago
$526M
Occurred
Feb 26, 2021
Regulatory AUM changed
Grey Street Capital, Llc reported RAUM $961.9M, up 30% from $741.4M (2020-11-02 to 2021-02-26)
Form ADVobserved 5 days ago
$221M
Occurred
Feb 26, 2021
Control person joined
Robert Eric Laumann (Chief Investment Officer) appeared on Schedule A of Grey Street Capital, Llc
Form ADVobserved 5 days ago
Occurred
Feb 20, 2019
Regulatory AUM changed
Grey Street Capital, Llc reported RAUM $624.4M, up 29% from $483.8M (2018-03-27 to 2019-02-20)
Form ADVobserved 5 days ago
$141M
Occurred
Feb 20, 2019
Control person left
James William Boer (Managing Member And Chief Financial Officer) no longer on Schedule A of Grey Street Capital, Llc (listed 2018-03-27, absent 2019-02-20)
Form ADVobserved 5 days ago
Occurred
Mar 27, 2018
Regulatory AUM changed
Grey Street Capital, Llc reported RAUM $483.8M, up 71% from $282.8M (2017-08-11 to 2018-03-27)
Form ADVobserved 5 days ago
$201M
Occurred
Apr 5, 2017
First Form ADV filing
Grey Dunes Capital, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Show 1 bookkeeping events

Occurred
Mar 15, 2023
Grey Street Capital, Llc reported 5 offices beyond its principal office, up from 0 (2022-11-16 to 2023-03-15)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fd466fdd-a40a-a000-75b3-bd34d57a8892
First observed: Apr 5, 2017
Last observed: Jul 10, 2024 26 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GREY STREET CAPITAL, LLC

CRD 286671

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fd466fdd-a40a-a000-75b3-bd34d57a8892

Data as of Jul 10, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:58 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

GREY STREET VENTURES III LLC

Private Equity Fund

$66.2M

Jul 10, 2024

Mar 15, 2023

reported

021-457897

GREY STREET VENTURES II LLC

Other Private Fund

$38.3M

Jul 10, 2024

Mar 18, 2022

reported

021-434536

GREY STREET VENTURES LLC

Private Equity Fund

$31.4M

Jul 10, 2024

Nov 2, 2020

reported

021-380810

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Laumann, Eric, Robert

CHIEF INVESTMENT OFFICER

yes

01/2021

Feb 26, 2021

Jul 10, 2024

TA/TCG HOLDINGS, LLC

UNIT HOLDER

yes

12/2021

Jul 10, 2024

THE CAPROCK GROUP, LLC

SOLE MEMBER OWNER

yes

03/2024

Jul 10, 2024

JEWELL, JEFFERSON, RICHARD

CHIEF COMPLIANCE OFFICER

03/2024

Jul 10, 2024

TCG HOLDINGS, INC

UNIT HOLDER

11/2021

Jul 10, 2024

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 27, 2024

$2.0B

$1.9B

$136M

2022

Mar 15, 2023

$1.7B

$1.6B

$138M

2021

Mar 18, 2022

$1.1B

$1.0B

$66.5M

2020

Feb 26, 2021

$962M

$908M

$31.4M

2019

Mar 16, 2020

$741M

n/a

2018

Feb 20, 2019

$624M

$620M

n/a

2017

Mar 27, 2018

$484M

$468M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$2.0B

$1.7B

21.0%

$962M

28.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

THE CAPROCK GROUP, LLC

Apr 23, 2024

May 14, 2024

CHICAGO, IL

Firm absorbed

RIA to RIA

62.5%