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Reading the graph
Advisor at EDWARD JONES
SISTERS, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Dec 11, 2018 | n/a | yes | SISTERS, OR | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Nov 18, 2009 | no | Bend, OR | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jan 16, 2004 | Jun 1, 2009 | no | BEND, OR|BEND, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | EDWARD JONES | Nov 18, 2009 | Dec 11, 2018 | 3,310 | Firm change after gap | Wirehouse to ibd |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |