DFX Intelligence

S•••••• H•••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

S•••••• H•••• C•••••••

Advisor at C••••••• I••••••••• A•••••••• L••

COLLEGE PARK, MD

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Search this name across graphsid dfx:ria:fd58c76a-7d38-c74e-f8c6-78f01973d6ae

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 12, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• I••••••••• A•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 30, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• I••••••••• A•••••••• L••	State registered	Jan 1, 2026	n/a	yes	COLLEGE PARK, MD	Current employment
C••••••• I••••••••• A•••••••• L••	State registered	Jul 14, 2011	Jan 21, 2021	no	COLLEGE PARK, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• A••••••• S•••••••	C••••••• I••••••••• A•••••••• L••	Dec 23, 2011	Jul 14, 2011	-162	Firm change after gap	Other

Relationships

Registered with (2)

→ C••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 14, 2011 to Jan 21, 2021factForm ADV
→ A•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Feb 12, 2007 to Dec 23, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fd58c76a-7d38-c74e-f8c6-78f01973d6ae
First observed: Feb 12, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.