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RIA / WealthAdvisor26 years in industry

RICHARD LEE ALT

Advisor at CARNEGIE INVESTMENT COUNSEL

Fort Meyers, FL

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Search this name across graphsid dfx:ria:fd590141-490f-20f4-986b-551bdb16162a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 21, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CARNEGIE INVESTMENT COUNSEL
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 21, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Sep 28, 2000
First registration: Jul 21, 2000
Dual registered: no
IAPD individual key: 1381648

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CARNEGIE INVESTMENT COUNSEL	Independent wealth	Dec 3, 2010	n/a	yes	Fort Meyers, FL	Current employment
CARNEGIE CAPITAL ASSET MANAGEMENT COMPANY	n/a	Sep 8, 2008	Jun 2, 2009	no	CLEVELAND, OH	Previous registration
GREENLEAF CAPITAL MANAGEMENT CORP.	n/a	Oct 19, 2004	Mar 27, 2008	no	SHAKER HEIGHTS, OH	Previous registration
FISHER INVESTMENTS	Independent wealth	Feb 13, 2003	Dec 1, 2003	no	CLEVELAND HEIGHTS, OH	Previous registration
HUBBARD & ASSOCIATES	n/a	Jul 21, 2000	Dec 31, 2006	no	ASHTABULA, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CARNEGIE CAPITAL ASSET MANAGEMENT COMPANY	CARNEGIE INVESTMENT COUNSEL	Jun 2, 2009	Dec 3, 2010	549	Firm change after gap	Other
GREENLEAF CAPITAL MANAGEMENT CORP.	CARNEGIE CAPITAL ASSET MANAGEMENT COMPANY	Mar 27, 2008	Sep 8, 2008	165	Firm change	Other
HUBBARD & ASSOCIATES	FISHER INVESTMENTS	Dec 31, 2006	Feb 13, 2003	-1,417	Firm change after gap	Other
FISHER INVESTMENTS	GREENLEAF CAPITAL MANAGEMENT CORP.	Dec 1, 2003	Oct 19, 2004	323	Firm change	Other

Relationships

Registered with (5)

→ CARNEGIE INVESTMENT COUNSELRegistered adviserregistration: current employment
Dec 3, 2010 to presentfactForm ADV
→ CARNEGIE CAPITAL ASSET MANAGEMENT COMPANYRegistered adviserregistration: previous registration
Sep 8, 2008 to Jun 2, 2009factForm ADV
→ GREENLEAF CAPITAL MANAGEMENT CORP.Registered adviserregistration: previous registration
Oct 19, 2004 to Mar 27, 2008factForm ADV
→ HUBBARD & ASSOCIATESRegistered adviserregistration: previous registration
Jul 21, 2000 to Dec 31, 2006factForm ADV
→ FISHER INVESTMENTSRegistered adviserregistration: previous registration
Feb 13, 2003 to Dec 1, 2003factForm ADV

Dated events

No dated event names this entity yet.