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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)35 years in industry

JAMES JOHN FOLEY

Advisor at JANNEY MONTGOMERY SCOTT LLC

Aiken, SC

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 29, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: JANNEY MONTGOMERY SCOTT LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 12, 1990earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Oct 12, 1990
First registration: Jul 29, 1999
Dual registered: yes, broker-dealer
Other names: JIM FOLEY|JAMES J FOLEY
IAPD individual key: 2086698

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
JANNEY MONTGOMERY SCOTT LLC	Bd affiliated wealth	Jan 4, 2011	n/a	yes	Aiken, SC	Current employment
SAVANT WEALTH MANAGEMENT	Independent wealth	Nov 18, 2009	Jan 5, 2011	no	ROCKFORD, IL	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Oct 15, 2009	no	PEORIA, IL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jul 29, 1999	Jun 1, 2009	no	PEORIA, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SAVANT WEALTH MANAGEMENT	JANNEY MONTGOMERY SCOTT LLC	Jan 5, 2011	Jan 4, 2011	-1	Firm change	Other
MORGAN STANLEY	SAVANT WEALTH MANAGEMENT	Oct 15, 2009	Nov 18, 2009	34	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Relationships

Registered with (4)

→ JANNEY MONTGOMERY SCOTT LLCRegistered adviserregistration: current employment
Jan 4, 2011 to presentfactForm ADV
→ SAVANT WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Nov 18, 2009 to Jan 5, 2011factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Oct 15, 2009factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jul 29, 1999 to Jun 1, 2009factForm ADV

Dated events

No dated event names this entity yet.