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Reading the graph
Advisor at LEAR INVESTMENT MANAGEMENT
DALLAS, TX | Winter Park, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LEAR INVESTMENT MANAGEMENT | Mixed wealth | Mar 6, 2023 | n/a | yes | DALLAS, TX|Winter Park, FL | Current employment |
| ASSETMARK, INC. | Bd affiliated wealth | May 30, 2008 | Nov 12, 2020 | no | MAITLAND, FL | Previous registration |
| Dunham | Independent wealth | May 15, 2006 | Dec 20, 2007 | no | MAITLAND, FL|SAN DIEGO, CA|SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ASSETMARK, INC. | LEAR INVESTMENT MANAGEMENT | Nov 12, 2020 | Mar 6, 2023 | 844 | Firm change after gap | Ibd to RIA |
| Dunham | ASSETMARK, INC. | Dec 20, 2007 | May 30, 2008 | 162 | Firm change | Other |