DFX Intelligence

J• G••••• C••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

J• G••••• C••••••• I•••

CRD 316742

HOUSTON, TX

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Search this name across graphsid dfx:ria:fd66d2e0-963c-bd20-c18d-340261297e2e

Data as of Mar 1, 2022 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 2
On other graphs: 0
Observed: Sep 10, 2021 to Mar 1, 2022
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 1
Employees: 2
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J•••••• A•••••••• F•••••	n/a	HOUSTON, TX	1	11	n/a	no

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••• D••••••••• D• N•••••••• S• D• C•	Stockholder	E	yes	08/2021	Sep 10, 2021	Mar 1, 2022
F••••••••• 6•••• B•••• A••••• S•	Shareholder	E	yes	08/2010	Mar 1, 2022	Mar 1, 2022

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B•••• A•••••• S•	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Feb 16, 2022	n/a	n/a	2	1	0	n/a	n/a

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$0	n/a	n/a	n/a	n/a	2	n/a	0	n/a

Relationships

Registered with (2)

← J•••••• A•••••••• F•••••Advisorregistration: current employment
Oct 18, 2024 to presentfactForm ADV
← J••••• V•••••••••Advisorregistration: previous registration
Jun 1, 2023 to Oct 16, 2023factForm ADV

Owns (7)

← D••••• S•••••• B•••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 10, 2021 to presentfactForm ADV
← A••• A•••• R••••••• C••••••

Dated events

Occurred
Oct 16, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 10, 2021
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fd66d2e0-963c-bd20-c18d-340261297e2e
First observed: Sep 10, 2021
Last observed: Mar 1, 2022 55 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.