DFX Intelligence

J••••••• L•••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

J••••••• L•••• C•••••••

Advisor at P•••••••• S••••••••• I•••

Mandeville, LA

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Search this name across graphsid dfx:ria:fd67ed7f-b5d8-cb75-7a8c-7e12bb4304c0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 11, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• S••••••••• I•••	Bd affiliated wealth	Aug 30, 2022	n/a	yes	Mandeville, LA	Current employment
K••••• F•••••••• G••••• L••	Independent wealth	Mar 11, 2021	Jul 15, 2022	no	MANDEVILLE, LA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• F•••••••• G••••• L••	P•••••••• S••••••••• I•••	Jul 15, 2022	Aug 30, 2022	46	Firm change	RIA to ibd

Relationships

Registered with (2)

→ P•••••••• S••••••••• I•••Registered adviserregistration: current employment
Aug 30, 2022 to presentfactForm ADV
→ K••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Mar 11, 2021 to Jul 15, 2022factForm ADV

Dated events

Occurred
Jul 15, 2022
Advisor changed firm
J••••••• L•••• C••••••• left K••••• F•••••••• G••••• L•• for P•••••••• S••••••••• I••• (registered 2022-08-30)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fd67ed7f-b5d8-cb75-7a8c-7e12bb4304c0
First observed: Mar 11, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.