This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$0Item 5.F on the latest filing (2017-01-13); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$0

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Advisors on IAPD

0

Employees

4

Advisory employees

4

Accounts

0

SEC number

801-108784

CRD

285717

Filings on the tape

3

First filed

Dec 1, 2016

Latest filed

Jan 13, 2017

Organised

Limited Liability Company, Louisiana

• Occurred

  Dec 1, 2016
  First Form ADV filing

  Thomas, Andrew filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:fd6ae154-0061-e629-7a9b-b9ed2e35c78d

First observed

Dec 1, 2016

Last observed

Jan 13, 2017 117 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.