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R••••• M•••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner26 years in industry

R••••• M•••••• C••••••

Advisor at C•••••• • A•••••••••

MERRIMACK, NH

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Search this name across graphsid dfx:ria:fd6c222e-4deb-87f1-993c-1c3ba4785c7d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 26, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• • A•••••••••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• • A•••••••••	State registered	Jan 5, 2026	n/a	yes	MERRIMACK, NH	Current employment
C•••••• • N••••••• F•••••••• G••••• L••	Former SEC adviser	Apr 26, 2000	Mar 24, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• • N••••••• F•••••••• G••••• L••	C•••••• • A•••••••••	Mar 24, 2026	Jan 5, 2026	-78	Firm change after gap	RIA to state RIA

Relationships

Registered with (2)

→ C•••••• • A•••••••••Registered adviserregistration: current employment
Jan 5, 2026 to presentfactForm ADV
→ C•••••• • N••••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Apr 26, 2000 to Mar 24, 2026factForm ADV

Dated events

Occurred
Mar 24, 2026
Advisor changed firm
R••••• M•••••• C•••••• left C•••••• • N••••••• F•••••••• G••••• L•• for C•••••• • A••••••••• (registered 2026-01-05)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fd6c222e-4deb-87f1-993c-1c3ba4785c7d
First observed: Apr 26, 2000
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.