DFX Intelligence
Reading the graph
Reading the graph
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Advisor at J••• M••••• S••••••••• L••
Irvine, CA | Mineola, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J••• M••••• S••••••••• L•• | Wirehouse | Jun 17, 2026 | n/a | yes | Mineola, NY|Irvine, CA | Current employment |
| E••••••••• W••••• L•• | Independent wealth | May 20, 2025 | Jun 1, 2026 | no | CHICAGO, IL|Belle Harbor, NY |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E••••••••• W••••• L•• | J••• M••••• S••••••••• L•• | Jun 1, 2026 | Jun 17, 2026 | 16 | Firm change | RIA to wirehouse |
| O•••• W••••• | E••••••••• W••••• L•• | Oct 2, 2024 | May 20, 2025 |
| O•••• W••••• | n/a | Sep 19, 2023 | Oct 2, 2024 | no | BELLE HARBOR, NY | Previous registration |
| J••• M••••• S••••••••• L•• | Wirehouse | Dec 2, 2015 | Jun 28, 2023 | no | NORTH BELLMORE, NY|NEW Y•••, NY|NEW Y•••, NY|NEW Y•••, NY|New York, NY|NEW Y•••, NY | Previous registration |
| H••• S••••••••• •••• I••• | Bd affiliated wealth | Jan 6, 2015 | Nov 23, 2015 | no | MANHASSET, NY | Previous registration |
| N•• Y••• L••• I••••••••• M••••••••• L•• | Asset manager | Apr 4, 2013 | Dec 1, 2014 | no | NEW Y•••, NY | Previous registration |
| J••• M••••• S••••••••• L•• | Wirehouse | Oct 1, 2012 | Mar 28, 2013 | no | NEW Y•••, NY | Previous registration |
| C•••• I••••••••• S••••••• C•••• | Former SEC adviser | Sep 19, 2012 | Oct 1, 2012 | no | NEW Y•••, NY | Previous registration |
| 230 |
| Firm change |
| Other |
| J••• M••••• S••••••••• L•• | O•••• W••••• | Jun 28, 2023 | Sep 19, 2023 | 83 | Firm change | Other |
| H••• S••••••••• •••• I••• | J••• M••••• S••••••••• L•• | Nov 23, 2015 | Dec 2, 2015 | 9 | Firm change | Other |
| N•• Y••• L••• I••••••••• M••••••••• L•• | H••• S••••••••• •••• I••• | Dec 1, 2014 | Jan 6, 2015 | 36 | Firm change | Other |
| J••• M••••• S••••••••• L•• | N•• Y••• L••• I••••••••• M••••••••• L•• | Mar 28, 2013 | Apr 4, 2013 | 7 | Firm change | Other |
| C•••• I••••••••• S••••••• C•••• | J••• M••••• S••••••••• L•• | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |