DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Kaitlin Martinez

J.P. Morgan Securities LLCwirehouseIrvine, Ca dual registrantIAPD 4993635

Feed of 09/14/2026

Also filed as Kaitlin Martinez

At current firm

0 y

since Jun 17, 2026

In the industry

14 y

since Sep 17, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J.P. Morgan Securities LLC wirehouse current
since Jun 17, 2026 · Mineola, Ny
Expressive Wealth LLC independent RIA
May 20, 2025 to Jun 1, 2026 · Chicago, Il
Oreka Wealth unclassified
Sep 19, 2023 to Oct 2, 2024 · Belle Harbor, Ny
J.P. Morgan Securities LLC wirehouse
Dec 2, 2015 to Jun 28, 2023 · North Bellmore, Ny
Hsbc Securities (USA) Inc. BD affiliated
Jan 6, 2015 to Nov 23, 2015 · Manhasset, Ny
New York Life Investment Management LLC asset manager
Apr 4, 2013 to Dec 1, 2014 · New York, Ny
J.P. Morgan Securities LLC wirehouse
Oct 1, 2012 to Mar 28, 2013 · New York, Ny
Chase Investment Services Corp. former
Sep 19, 2012 to Oct 1, 2012 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

Expressive Wealth LLC to J.P. Morgan Securities LLC
left Jun 1, 2026, registered Jun 17, 2026 (16 days) · RIA to wirehouse
Oreka Wealth to Expressive Wealth LLC
left Oct 2, 2024, registered May 20, 2025 (230 days) · Other
J.P. Morgan Securities LLC to Oreka Wealth
left Jun 28, 2023, registered Sep 19, 2023 (83 days) · Other
Hsbc Securities (USA) Inc. to J.P. Morgan Securities LLC
left Nov 23, 2015, registered Dec 2, 2015 (9 days) · Other
New York Life Investment Management LLC to Hsbc Securities (USA) Inc.
left Dec 1, 2014, registered Jan 6, 2015 (36 days) · Other
J.P. Morgan Securities LLC to New York Life Investment Management LLC
left Mar 28, 2013, registered Apr 4, 2013 (7 days) · Other
Chase Investment Services Corp. to J.P. Morgan Securities LLC
left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move

Signals

Kaitlin Martinez left Expressive Wealth Llc for J.P. Morgan Securities Llc (registered 2026-06-17)
Jun 1, 2026 · Advisor changed firm · fact
Kaitlin Martinez left Oreka Wealth for Expressive Wealth Llc (registered 2025-05-20)
Oct 2, 2024 · Advisor changed firm · fact
Kaitlin Martinez left J.P. Morgan Securities Llc for Oreka Wealth (registered 2023-09-19)
Jun 28, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address