J•••• P•••••

Advisor at C••••• I••••••••• A••••••• L••

OXNARD, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fd84919d-7f33-862a-f259-d98d96692fc3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 22, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 19, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Mar 21, 2024	n/a	yes	OXNARD, CA\|OXNARD, CA	Current employment
S••••••• P•••••• F••••••••• L••	Former SEC adviser	Aug 23, 2012	Aug 1, 2013	no	OXNARD, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• P•••••• F••••••••• L••	C••••• I••••••••• A••••••• L••	Aug 1, 2013	Mar 21, 2024	3,885	Firm change after gap	Other
P••••••••• A••••••• S••••••• L••	S••••••• P•••••• F••••••••• L••	Jul 16, 2012	Aug 23, 2012

Relationships

Registered with (5)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Mar 21, 2024 to presentfactForm ADV
→ S••••••• P•••••• F••••••••• L••Registered adviserregistration: previous registration
Aug 23, 2012 to Aug 1, 2013factForm ADV
→ P••••••••• A••••••• S••••••• L••Registered adviserregistration: previous registration
May 31, 2007 to Jul 16, 2012factForm ADV
→ C••••••• I••••••••• S•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fd84919d-7f33-862a-f259-d98d96692fc3
First observed: May 22, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.