T•••• F••••

Advisor at C••••••• F•••••••• D••••••• I•••

Mishawaka, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fd878c08-9652-cfb9-da32-b1200e45d30a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Sep 9, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• F•••••••• D••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• F•••••••• D••••••• I•••	Bd affiliated wealth	Oct 29, 2025	n/a	yes	Mishawaka, IN	Current employment
L•• E••••••••• L••	Bd affiliated wealth	Dec 6, 2024	Oct 13, 2025	no	INDIANAPOLIS, IN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• E••••••••• L••	C••••••• F•••••••• D••••••• I•••	Oct 13, 2025	Oct 29, 2025	16	Firm change	Ibd to ibd
C•••••• S••••• • C••• I•••	L•• E••••••••• L••	Dec 1, 2024	Dec 6, 2024

Relationships

Registered with (3)

→ C••••••• F•••••••• D••••••• I•••Registered adviserregistration: current employment
Oct 29, 2025 to presentfactForm ADV
→ L•• E••••••••• L••Registered adviserregistration: previous registration
Dec 6, 2024 to Oct 13, 2025factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Sep 9, 2024 to Dec 1, 2024factForm ADV

Dated events

Occurred
Oct 13, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Dec 1, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fd878c08-9652-cfb9-da32-b1200e45d30a
First observed: Sep 9, 2024
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.