DFX Intelligence

R•••••• R••••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

R•••••• R••••• F•••••

Advisor at I••••••••• A••••• I••••••••• M••••••••• L••

ORLANDO, FL | JUPITER, FL

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Search this name across graphsid dfx:ria:fd8c1b47-a865-79b3-6b3b-6999cb47dd3e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 3, 1997 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• A••••• I••••••••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 12, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• A••••• I••••••••• M••••••••• L••	Bd affiliated wealth	Oct 12, 2016	n/a	yes	ORLANDO, FL\|JUPITER, FL	Current employment
M••••• S••••••	Wirehouse	Apr 16, 2013	Aug 31, 2016	no	Palm Beach Gardens, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	I••••••••• A••••• I••••••••• M••••••••• L••	Aug 31, 2016	Oct 12, 2016	42	Firm change	Other
W•••• F•••• A•••••••	M••••• S••••••	Jul 3, 2012	Apr 16, 2013

Relationships

Registered with (4)

→ I••••••••• A••••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Oct 12, 2016 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Apr 16, 2013 to Aug 31, 2016factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jul 1, 2003 to Jul 3, 2012factForm ADV
→ P••••••••• E••••• G••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fd8c1b47-a865-79b3-6b3b-6999cb47dd3e
First observed: Jan 3, 1997
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.