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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)34 years in industry

JOHN JAMES WATSON

Advisor at TD PRIVATE CLIENT WEALTH LLC

Marlton, NJ | MT. LAUREL, NJ

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 28, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TD PRIVATE CLIENT WEALTH LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 27, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 26
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S66|S63
First exam: Jun 27, 1992
First registration: Oct 28, 2002
Dual registered: yes, broker-dealer
Other names: JOHN J WATSON
IAPD individual key: 2237650

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TD PRIVATE CLIENT WEALTH LLC	Bd affiliated wealth	Jan 17, 2014	n/a	yes	Marlton, NJ\|MT. LAUREL, NJ	Current employment
WELLS FARGO ADVISORS	Wirehouse	Nov 8, 2011	Jan 9, 2014	no	MINNEAPOLIS, MN\|TRENTON, NJ\|HADDON TOWNSHIP, NJ\|CHARLOTTE, NC\|PRINCETON, NJ	Previous registration
OSAIC FA, INC.	Former SEC adviser	Oct 17, 2003	Jan 6, 2005	no	CHERRY HILL, NJ	Previous registration
QUICK & REILLY, INC.	n/a	Oct 28, 2002	Aug 7, 2003	no	PHILIDELPHIA, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	TD PRIVATE CLIENT WEALTH LLC	Jan 9, 2014	Jan 17, 2014	8	Firm change	Other
OSAIC FA, INC.	WELLS FARGO ADVISORS	Jan 6, 2005	Nov 8, 2011	2,497	Firm change after gap	Other
QUICK & REILLY, INC.	OSAIC FA, INC.	Aug 7, 2003	Oct 17, 2003	71	Firm change	Other

Relationships

Registered with (4)

→ TD PRIVATE CLIENT WEALTH LLCRegistered adviserregistration: current employment
Jan 17, 2014 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Nov 8, 2011 to Jan 9, 2014factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Oct 17, 2003 to Jan 6, 2005factForm ADV
→ QUICK & REILLY, INC.Registered adviserregistration: previous registration
Oct 28, 2002 to Aug 7, 2003factForm ADV

Dated events

No dated event names this entity yet.