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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

PETER PAUL SCIORTINO

Advisor at LPL FINANCIAL LLC

MOORESTOWN, NJ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 22, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 17, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Sep 17, 1997
First registration: Jan 22, 2004
Dual registered: yes, broker-dealer
Other names: PETER PAUL SCIORTINO|PETER P SCIORTINO|PETER SCIORTINO
IAPD individual key: 2425629

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 14, 2018	n/a	yes	MOORESTOWN, NJ	Current employment
INVEST FINANCIAL CORPORATION	Former SEC adviser	Jul 27, 2010	Feb 20, 2018	no	TABERNACLE, NJ\|MEDFORD, NJ\|AUDUBON, NJ\|MOUNT LAUREL, NJ\|PHILADELPHIA, PA\|LUMBERTON, NJ\|MOORESTOWN, NJ\|CHERRY HILL, NJ\|MOUNT LAUREL, NJ\|MEDFORD LAKES, NJ\|SICKLERVILLE, NJ\|MOUNT HOLLY, NJ\|SOUTHAMPTON, NJ\|TABERNACLE, NJ\|MEDFORD LAKES, NJ\|MEDFORD, NJ\|SICKLERVILLE, NJ\|MOUNT LAUREL, NJ\|WILLINGBORO, NJ\|MOUNT HOLLY, NJ\|EDGEWATER, NJ\|BROWN MILLS, NJ\|WILLINGBORO, NJ\|MOUNT LAUREL, NJ\|SEWELL, NJ\|PHILADELPHIA, PA\|PHILADELPHIA, PA\|PHILADELPHIA, PA\|PHILADELPHIA, PA\|APPLETON, WI	Previous registration
VSR ADVISORY SERVICES	Former SEC adviser	Apr 28, 2008	Jul 19, 2010	no	OVERLAND PARK, KS\|MOORESTOWN, NJ	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Apr 11, 2007	Apr 28, 2008	no	MARLTON, NJ	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 22, 2004	Feb 21, 2007	no	PHILADELPHIA, PA\|PHILADELPHIA, PA\|PHILADELPHIA, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INVEST FINANCIAL CORPORATION	LPL FINANCIAL LLC	Feb 20, 2018	Feb 14, 2018	-6	Bulk transfer	Other
VSR ADVISORY SERVICES	INVEST FINANCIAL CORPORATION	Jul 19, 2010	Jul 27, 2010	8	Firm change	Other
PRUCO SECURITIES, LLC	VSR ADVISORY SERVICES	Apr 28, 2008	Apr 28, 2008	0	Firm change	Other
WELLS FARGO ADVISORS	PRUCO SECURITIES, LLC	Feb 21, 2007	Apr 11, 2007	49	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Feb 14, 2018 to presentfactForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Jul 27, 2010 to Feb 20, 2018factForm ADV
→ VSR ADVISORY SERVICESRegistered adviserregistration: previous registration
Apr 28, 2008 to Jul 19, 2010factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Apr 11, 2007 to Apr 28, 2008factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 22, 2004 to Feb 21, 2007factForm ADV

Dated events

No dated event names this entity yet.