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Advisor at LPL FINANCIAL LLC
SAN DIEGO, CA | Cincinnati, OH | CINCINNATI, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 21, 2024 | n/a | yes | Cincinnati, OH|CINCINNATI, OH|SAN DIEGO, CA | Current employment |
| OSAIC FA, INC. | Former SEC adviser | Oct 28, 2003 | Oct 21, 2024 | no | CINCINNATI, OH|CINCINNATI, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC FA, INC. | LPL FINANCIAL LLC | Oct 21, 2024 | Oct 21, 2024 | 0 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 3978:6413:OH:2024-10-21 | Oct 21, 2024 | Oct 21, 2024 | CINCINNATI, OH | Firm change |