DFX Intelligence

K••• S•••••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

K••• S•••••• R•••••

Advisor at P•••••••• M•••••• L••

Baltimore, MD | BONITA SPRINGS, FL

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Search this name across graphsid dfx:ria:fdae3abd-f541-5fec-68ed-943435750f83

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 6, 2023 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• M•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• M•••••• L••	Independent wealth	Oct 22, 2024	n/a	yes	Baltimore, MD\|BONITA SPRINGS, FL	Current employment
N•••••• A•••• M••••••••• L••	State registered	Jan 6, 2023	Nov 4, 2024	no	CANTON, MI\|Baltimore, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••• A•••• M••••••••• L••	P•••••••• M•••••• L••	Nov 4, 2024	Oct 22, 2024	-13	Firm change	Other

Relationships

Registered with (2)

→ P•••••••• M•••••• L••Registered adviserregistration: current employment
Oct 22, 2024 to presentfactForm ADV
→ N•••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Jan 6, 2023 to Nov 4, 2024factForm ADV

Dated events

Occurred
Nov 4, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fdae3abd-f541-5fec-68ed-943435750f83
First observed: Jan 6, 2023
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.