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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Hartland, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | May 22, 2025 | n/a | yes | Hartland, WI | Current employment |
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | Feb 2, 2021 | May 23, 2025 | no | MADISON, WI|ANTIGO, WI|Hartland, WI | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Aug 7, 2015 | Feb 2, 2021 | no | BLOOMINGTON, MN | Previous registration |
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | Nov 18, 2013 | Aug 4, 2015 | no | GOLDEN VALLEY, MN|ST LOUIS PARK, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THRIVENT INVESTMENT MANAGEMENT INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | May 23, 2025 | May 22, 2025 | -1 | Firm change | Ibd to ibd |
| UBS FINANCIAL SERVICES INC. | THRIVENT INVESTMENT MANAGEMENT INC. | Feb 2, 2021 | Feb 2, 2021 | 0 | Firm change | Wirehouse to ibd |
| THRIVENT INVESTMENT MANAGEMENT INC. | UBS FINANCIAL SERVICES INC. | Aug 4, 2015 | Aug 7, 2015 | 3 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 18387:149018:WI:2025-05-23 | May 23, 2025 | May 22, 2025 | HARTLAND, WI | Firm change |