DFX Intelligence

K•••• A•• K••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)16 years in industry

K•••• A•• K••••

Advisor at B•• P•••••••• I•••

CEDAR RAPIDS, IA | DALLAS, TX

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Search this name across graphsid dfx:ria:fdbcecd4-f1c8-70bc-2992-057deb092d80

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 12, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•• P•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 22, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•• P•••••••• I•••	Bd affiliated wealth	Sep 21, 2015	n/a	yes	CEDAR RAPIDS, IA\|DALLAS, TX	Current employment
D••• S••• F••••••••• I•••	Former SEC adviser	Jan 27, 2011	Sep 21, 2015	no	DALLAS, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••• S••• F••••••••• I•••	B•• P•••••••• I•••	Sep 21, 2015	Sep 21, 2015	0	Firm change	Other
N•• A•••••• S•••••••• L••	D••• S••• F••••••••• I•••	Jan 26, 2011	Jan 27, 2011

Relationships

Registered with (3)

→ B•• P•••••••• I•••Registered adviserregistration: current employment
Sep 21, 2015 to presentfactForm ADV
→ D••• S••• F••••••••• I•••Registered adviserregistration: previous registration
Jan 27, 2011 to Sep 21, 2015factForm ADV
→ N•• A•••••• S•••••••• L••Registered adviserregistration: previous registration
Nov 12, 2010 to Jan 26, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fdbcecd4-f1c8-70bc-2992-057deb092d80
First observed: Nov 12, 2010
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.